Regulatory services

PwC has a dedicated regulatory advisory services team to assist you with all aspects of financial services regulation. The regulatory advisory services team provides support and advice to help you identify, manage and control any existing and future regulatory risks.

The team consists of a number of regulatory risk specialists who have experience within all sectors of the financial services industry and who have assisted numerous clients with a wide spectrum of regulatory and compliance issues.

Their services can be broadly categorised under three main headings:

• Market entry
• Regulatory risk management
• New regulatory obligations

Some of the topics covered by the team are listed below :

• UCITS III
• Anti-money laundering
• Compliance arrangements
• Corporate governance
• Capital requirements directive
• MiFID