The structure of corporate governance is extremely important in a financial services organisation. It is essential that the governance structure is transparent and includes accountability and clear reporting lines. In the regulated financial services environment effective operational risk management is a prerequisite for every company. Creating a strong compliance and control culture is of paramount importance in the heavily regulated financial services industry.
The typical issues you might be facing include:
Drawing on our leading international guidance on governance frameworks, we can work closely with your organisation to provide an objective and independent assessment of your current arrangements and assist you in creating a holistic governance, risk and compliance (GRC) framework. We can help with the following: