Regulatory Change

Overview

New legislation means considerable change for financial services companies. Further European legislation will mean that change will continue to happen. Therefore, it’s vital to ensure you have adequate systems, processes and controls in place to identify new regulations, assess the impact on your organisation and make the necessary changes required.

Potential issues

You require a process for identifying emerging regulations and assessing their impact
You are unsure how new regulatory requirements will impact you and your business
You need to understand the regulatory gaps that currently exist in your business
You need help to design and implement plans and systems to meet the new regulatory requirements
You require advice and training on how new regulations will impact you
You need help to understand what controls you should put in place to make sure you are complying with new regulations

How can we help?

We can help you to stay on top of the rapidly evolving regulatory landscape by providing advice, guidance and practical assistance in understanding the impact of new regulations and helping you to implement the necessary changes. Our relationships with local, EU and international regulatory bodies, allows us to provide you with a sound and early understanding of any new regulatory requirements. We can help by:

Assisting you to interpret regulatory requirements
Provide workshops and training on the main provisions of new and existing regulatory requirements and the key impacts to your organisation
Providing gap analyses to assess and document gaps in your current processes against those required by existing and new legislation
Designing plans and structures for on-boarding of new regulatory requirements
Assisting with the completion of Regulatory Questionnaires, e.g. fit & proper questionnaire, individual questionnaire
Solvency II Gap analysis and implementation support
Advising and assisting on the implementation of CRD IV requirements
Training on Solvency II and CRD IV