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Asset and Wealth Management regulatory update—October 2022 to January 2023

February 07, 2023

Our Asset and Wealth Management (AWM) regulatory update for the period October 2022 to January 2023 provides details on a range of regulatory topics affecting AWM firms. This edition also explores some key developments and issues relevant to the AWM industry including:

  • the CBI’s ongoing consultation on the Consumer Protection Code
  • ESMA’s strategic priorities (2023 to 2025)
  • an update from the CBI about CP86
  • a data-enabled review of the CBI’s enforcement actions from 2012 to 2022

We also cover the PwC Global AWM revolution report, Exponential Expectations for ESG, which focuses on the results of a recent PwC survey of asset managers and institutional investors worldwide.

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